Many companies find that they experience the same type of compliance issues over and over again. Most companies however, will only find these issues from audit sampling or from internal whistleblowing

Software platforms can provide a lot of efficiencies such as A reduction of time, resources and a more manageable audit trail. Still, software cannot do everything. Sign up for our next webinar here

One of the most effective ways in identifying which risks need to be addressed within your process is to understand your supplier’s stance to the risk issue. However, to be...

When considering supplier risk management programmes many companies struggle with where to get started. The sheer volume of suppliers can be one of the biggest deterrents to...

Many companies have focused on anti-bribery and sanctions risks when dealing with their supply chain but today’s range of risks dictate the need for companies to examine an entire new...

The Panama Papers and Unaoil scandals are a reminder to compliance officers that compliance is not tick-the-box; it requires thought, skill, experience and business knowledge....

Conventional wisdom says that to have an effective ethics and compliance programme, you must license an expensive training library and put employees through hours and hours of training...

Best Practices for Acquisition Integration Teams to Consider. This session will use a case study approach to walk participants through the key compliance program adoption challenges that.

Businesses  are required to be proactive in managing their competition and antitrust risks, from identifying risk areas to setting up self-compliance programmes. Do your sales and...

What if… You could proactively monitor potential FCPA, UK Bribery Act, and other anti-corruption risks?You could access and analyse information from across your entire enterprise in...

A common question when dealing with global third party programmes is how they are impacted by data protection and privacy regimes.  This session will discuss:Question design to reduce...

Once the information gathering and analysis is completed, the next step is to make a final determination about doing business with the third party.  Questions include:How many levels...

Where the assessment of risk indicates that further information is required,  it is important to understand the types of information that are available and necessary to be able to make...

Once information is available, a systematic approach is required to analyse the risk to ensure consistency in the decision making process.This may involve a discussion of:

A Due Diligence process requires data to be able to properly analyse the risk of a particular partner. A common method of starting a process involves asking questions via a form of...

Based on the resources available, a plan is required for the actual flow of work through the business.  This includes an analysis of:The business functions which should be involved...

With a clear understanding of the programme scope, the next step is to determine the resources which will be required to manage the programme.  Questions involved at this stage...

Managing customer risks is all about knowing your customers, and while banks have been focusing on this for years other types of organisations have not. In a changing world, where companies are...

Slavery may seem like a thing of the past but is sadly not absent from the modern world. There are still many examples of human trafficking and exploitation in countries such as Thailand. More...